AML Controls

17 March 2026

In this on-demand webinar we go through some of the AML controls designed to manage your firm’s money laundering risk. We share what we have seen over the last year and apply AML controls to a fictional case study, to help you understand how they work.

You will:

• learn more about using effective AML controls to manage risk
• hear how firm-level risk assessments can support you in taking the right approach
• take away top tips and essential learning
• listen to questions put to our experts.

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Download slides as PPT (PPTX 20 pages, 3.8MB)

Download slides as PDF (PDF 20 pages, 404KB)

Resources

• Am I in scope?
• Money Laundering Regulations : Policy, controls and procedures
• Source of Funds and Source of Wealth FAQs
• Source of funds checks - information gathering form with guidance 
• Source of funds checks - record of evidence
• Case studies and scenarios
• Proof of source of funds: information for clients