Compliance Officers Virtual Conference 2024
Updated 28 November 2024
This event offers you insights into topics relevant to your compliance role, including:
- Anti-money laundering
- Assistive technology
- Common compliance queries
- Consumer protection
- Continuing competence
- Cybercrime
- Firm workplace culture
- Legal technology and AI
- Our Accounts rules
- Tackling financial crime
- Workplace culture
Open all
Download slides as PPT (PPTX 12 pages, 205KB)
Download slides as PDF (PDF 12 pages, 336KB)
Speakers
- Alexandra Jones, Director of AML, SRA (chair)
- Mandeep Sandhu, Head of AML Proactive Supervision, SRA
- Natalie Maloney, Money Laundering Reporting Officer and Head of Onboarding, Clarke Willmott
- Alex Newman, Compliance and Operations Manager, Levi Solicitors
Resources
Speakers
- Liz Rosser, Executive Director Operations and Resources, SRA (chair)
- Aisling O’Connell, Head of Innovation Policy, SRA
- Paul Saunders, Solicitor and Managing Director of Amity Law and Legal Eye
- Tony Randle, Partner, Client Technology and Service Improvement, Shoosmiths
Resources
Speakers
- Sian Hughes, Head of Equality, Diversity and Inclusion, SRA (chair)
- Jeff Westcott, Director of Practice Technology and AI Innovation, Akin
- Piers Wilkinson, Accessibility, Inclusion and Policy Lead, Diversity and Ability
- Jemima Thompson, Associate, Freshfields
- Ryan Kelly, Senior Legal Counsel, Bauer Media Group
Resources
Speakers
- Anna Bradley, Chair of the SRA Board
- Paul Philip, Chief Executive, SRA
Download slides as PPT (PPTX 9 pages, 194KB)
Download slides as PDF (PDF 9 pages, 194KB)
Speakers
- Julie Swan, Director of Education and Training, SRA (chair)
- Richard Bell, Head of Learning and Development, Hill Dickinson LLP
- Michelle Rosen, Partner and Compliance Officer for Legal Practice, Brightstone Law
- Richard Williams, Policy Manager, SRA
Resources
Speakers
- Benedict Fisher, Deputy Executive Director of External Affairs and Innovation, SRA (chair)
- Justine Allen, Ethics Team Manager, SRA
- Sarah Bevan, Ethics Team Manager, SRA
- Kisha Punchihewa, Deputy General Counsel, SRA
Resources
Speakers
- Liz Rosser, Executive Director Operations and Resources, SRA (chair)
- Sean Hankin, Head of Forensic Investigation and Intelligence, SRA
- Mark Adderly, Senior Manager, Audit, Crowe LLP
- Ian Johnson, ICAEW Solicitors Community Advisory Group
Resources
Download slides as PPT (PPTX 9 pages, 230KB)
Download slides as PDF (PDF 9 pages, 253KB)
Speakers
- Simon Holtby, Head of External Communications, SRA (chair)
- Chris Handford, Director of Regulatory Policy, SRA
- Paul Hastings, Director of Client Protection, SRA
Resources
Speakers
- Alex Magloire, Chief of Staff, SRA (chair)
- Paul Haggett, Partner, Burges Salmon LLP
- Luci Henderson, Head of Regulatory Management, SRA
- Lucinda Soon, Director, Lucinda Soon
Resources
Download slides as PDF (PDF 43 pages, 2.6MB)
Speakers
- Alexandra Jones, Director of AML, SRA (chair)
- Mandeep Sandhu, Head of AML Proactive Supervision, SRA
- Ray Blake, Presenter, The Dark Money Files
- Ross Gillson, Head of AML Policy, SRA
- Amasis Saba, Head of Business Acceptance, Simmons & Simmons LLP
Resources
Speakers
- Sam Chilvers, Head of Contact Centre and Business Support, SRA (chair)
- Natasha Crombie, Detective Sergeant, City of London Police
- Jim Hawkins, Delivery and Security Director, C3IA Solutions Ltd
- Rowan Troy, Senior Cyber Security Consultant, Littlefish
Resources
Download slides as PPT (PPTX 10 pages, 202KB)
Download slides as PDF (PDF 10 pages, 274KB)
Speakers
- Declan Brown, AML Regulatory Manager (chair)
- Michelle Clement, AML Regulatory Manager
Resources
Download slides as PPT (PPTX 7 pages, 178KB)
Download slides as PDF (PDF 7 pages, 230KB)
Speakers
- Mel Lothbrok, Regulatory Manager, Thematic Risk (chair)
- Siobhan Fennell, Regulatory Manager, Thematic Risk